Skip to content
  • Home
  • About
  • Disclosures
  • Home
  • About
  • Disclosures

Davison-Lawblog

Legal and Strategic Advice For Broker-Dealers, Investment Advisers and Investors

Category: POTUS

Written by Sharon M. DavisonSeptember 6, 2011September 6, 2011

SEC Seeks Comments on Review of Regulations

The SEC has issued a request for comment on Review of Existing Regulations. This request comes according to the SEC, based upon the “dynamic and fast-moving” financial markets. It also comes because President Obama issued an order in July that all regulatory agencies might consider a  review of  rules that might be “outmoded, ineffective or […]

Blog at WordPress.com.
  • Subscribe Subscribed
    Davison-Lawblog

    Have a WordPress.com account? Log in now.

  • Davison-Lawblog
    View site in Reader
    Manage subscriptionsSign upLog in
    Report this content
    Collapse this bar