When I started my blog I had a vision of a dialogue among professionals engaged in the securities industry. But at that time I was more of a lawyer than an entrepreneur. Lawyers believe that everyone wants to understand the smallest detail about a law. What I have found is that clients and prospective clients […]
Davison-Lawblog is back. As before I will provide practical legal and regulatory solutions to the ever growing regulatory issues that arise for broker-dealers and financial service firms. I am also interested in engaging with you and hope you will leave your comments.
In the last few weeks I found crowd investing. The SEC got there before me in its case dealing with an attempt to buy a beer company with investments being made on a website. I’m not sure why I have been so taken by this concept. Most of my career has been spent working in […]
Perhaps I spent too much time this weekend sitting in my apartment listening to the news and weather reports about the approaching hurricane, but on Sunday after the warnings were lifted and family and friends were safe, with the exception of a few power outages, I started to think about the similarity between the preparation […]